Expert Advisory Committee
ICAI-Expert Advisory Committee
Options:

Query No. 5

 

Subject:     

Disclosure of work-in-progress in a foreign country when there

has been a severe devaluation of the foreign currency.[1]

A. Facts of the Case

 

1. A public sector company undertakes projects in various fields of telecommunication.  It undertook a project worth US$ 40 million in Indonesia in the year 1993.  The project as originally undertaken was completed in the year 1997-98.  However, due to some additional work, the completion of the project was likely to take a further period of one year.

 

2. As per the querist, Indonesian operations are considered as branch operations and are audited by branch auditors locally.  The accounts of Indonesian operations are prepared in Indonesian currency and subsequently translated into Indian rupees.

 

3. The company follows the percentage of completion method in accordance with Accounting Standard (AS) 7, ‘Accounting for Construction Contracts’.

 

4. The company translates the closing work-in-progress at closing rate and the opening work-in-progress at opening rate.

 

5. During the year 1997-98, there were volatile fluctuations in the value of the Indonesian currency.  During this period, the exchange rate for IDR (Indonesian Rupiah) plummeted from US$ 1 = IDR 2399.94 to US$ 1 = IDR 8317.61. Accordingly, the Indian rupee/IDR parity went down from IDR 1 = Indian Re. 0.015 to IDR 1 = Indian Re. 0.005.

 

6. The company takes the turnover as the difference between the closing work-in-progress and the opening work-in-progress.  Due to substantial devaluation of IDR, a negative turnover in terms of Indian rupees resulted for the year 1997-98 as under:

 

                                (Rs. in crore)

 

Closing WIP at the closing rate        99.98

 

Opening WIP at the opening rate      121.20

 

Turnover for the year             (–)    21.22

 

7. According to the querist, to show the correct position in the accounts for the year 1997-98, the company worked out the effect of exchange fluctuations during the year (i.e., the difference of exchange rates as on 31.03.1997 and 31.03.1998) on the opening work-in-progress and disclosed it as a reduction from the amount of the opening work-in-progress as under:

 

                                (Rs. in crore)

 

Closing WIP at closing rate              99.98

 

Less:  Opening WIP 121.20


Less:     Adjustment for  

 

           extraordinary item     56.56  64.64

 

Turnover for the year   35.34

 

The amount of Rs. 56.56 crores was shown as an extraordinary item as ‘currency translation losses’.  Similarly, progress payments received till 31.03.1998 were also translated at the closing rate and the effect of exchange fluctuations during the year on progress payments received till 31.03.1997 was treated as an extraordinary item. A note to the accounts was given as under to disclose the facts of the case:

 

“During the year 1997-98 there has been substantial devaluation of Indonesian Rupiah.  Indonesian Rupiah to US$ parity which was 1US$ = IDR 2399.94 on 1st April, 1997, depreciated to 1US$ = IDR 8317.61 on 31.03.1998.  The company recognises the income/turnover under Percentage of Completion Method through cumulative work in progress.  As such, due to devaluation of Indonesian Rupiah, the work done uptill last year and for which progress payments were also received, are revalued resulting in exchange losses.  To show the impact of devaluation on the results uptill last year, the amount has been distinctly shown under “Extra Ordinary Items” above and also in Schedule 20, being net of adjustment of opening WIP of Rs. 7054.82 lakhs and progress payments of Rs. 2808.40 lakhs.”

 

8. The statutory auditors of the company accepted the position as above.  The government auditors, however, advised the company to seek the views of Expert Advisory Committee in the matter.

 

B. Queries

 

9. The querist has sought the opinion of the Expert Advisory Committee on the following issues:

 

(a) Whether the adjustment of opening work-in-progress as stated in paragraph 7 above is in order and meets the requirements of Accounting Standard (AS) 5, ‘Net Profit or Loss for the Period, Prior Period Items and Changes in Accounting Policies’, AS 7, ‘Accounting for Construction Contracts’ and AS 11, ‘Accounting for the Effects of Changes in Foreign Exchange Rates’.

 

(b) If the same is not in order, should the company make
any adjustment or disclosures in the accounts for the year 1998-99.

 

C.  Points Considered by the Committee

 

10. The Committee notes that Accounting Standard (AS) 1, ‘Disclosure of Accounting Policies’, states as under (paragraph 17):

“Financial statements should disclose all material items, i.e., items the knowledge of which might influence the decisions of the user of the financial statements.”

 

11. The Committee further notes that paragraph 12 of Accounting Standard (AS) 5, ‘Net Profit or Loss for the Period, Prior Period Items and Changes in Accounting Policies’, requires the following:

 

“12. When items of income and expense within profit or loss from ordinary activities are of such size, nature or incidence that their disclosure is relevant to explain the performance of the enterprise for the period, the nature and amount of such items should be disclosed separately.”

 

12. The Committee also notes that paragraph 19 of Accounting Standard (AS) 11, ‘Accounting for the Effects of Changes in Foreign Exchange Rates’, lays down the following with regard to the translation of the financial statements of foreign branches:

“..... Opening and closing inventories should be translated at the rates prevalent at the commencement and close respectively of the accounting period.....”

 

13. The Committee notes that during the year 1997-98, there was a substantial devaluation of Indonesian rupiah, bringing down significantly the value, in terms of Indian rupees, of the opening work-in-progress of the company in Indonesia.  The Committee is of the view that in terms of paragraph 12 of AS 5, disclosure of the effect of devaluation of Indonesian rupiah on the opening work-in-progress is necessary to explain the performance of the company for the year.  The need for such a disclosure also arises from the requirement of AS 1 that the financial statements should disclose all ‘material items’.

 

14. The Committee further notes that the value of the opening work-in-progress in terms of Indian rupees has been worked out using the rate prevalent at the commencement of the accounting period which is in accordance with the requirements of AS 11.

 

15. The Committee is of the view that the manner of disclosure adopted by the company about the effect of devaluation of Indonesian rupiah on the opening work-in-progress brings out the facts in sufficient detail.  The Committee, however, notes that the above effect of exchange fluctuations has been shown as an extraordinary item.  The Committee is of the view that this is not in accordance with AS 5 which warrants the disclosure of this item as a part of profit or loss from ordinary activities for the period rather than as an extraordinary item.

 

16. The Committee notes that Accounting Standard (AS) 7, Accounting for Construction Contracts, recognises the ‘percentage of completion method’ as a permissible method of accounting for construction contracts.  According to paragraph 7.2 of the Standard, “under the percentage of completion method, revenue is recognised as the contract activity progresses based on the stage of completion reached”.  Further, paragraph 9.2 of the Standard states the following:

 

“The stage of completion used to determine revenue to be recognised in the financial statements is measured in an appropriate manner.  For this purpose no special weightage should be given to a single factor; instead, all relevant factors should be taken into consideration; for example, the proportion that costs incurred to date bear to the estimated total costs of the contract, by surveys which measure work performed and completion of a physical proportion of the contract work.”

 

17. Based on the above, the Committee is of the view that recognition of revenue from construction contracts by the company on the basis of the percentage of completion method is in accordance with AS 7.  However, the manner of determining the stage of completion of contracts that can be considered to be appropriate in a particular case depends upon the facts and circumstances of the case.  The Committee presumes that the manner followed by the company in this regard is appropriate under its facts and circumstances.

  D.    Opinion

 

18. Based on the above, the Committee is of the following opinion on the issues raised in paragraph 9:

 

(a) The effect of exchange fluctuations during the year on the opening work-in-progress should be shown within profit or loss from ordinary activities and not as an extraordinary item.  Subject to this, the disclosures made by the company are adequate in the context of the facts and circumstances of the case.  Further, the adoption of the percentage of completion method for recognising revenue from construction contracts is in accordance with AS 7.  The Committee presumes that the manner of determining the stage of completion of construction contracts adopted by the company is appropriate under the facts and circumstances of the case. 

 

(b) See (a) above.

_____________

 

[1] Opinion finalised by the Committee on 4.3.1999.