Expert Advisory Committee

ICAI-Expert Advisory Committee
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Query No. 46

 

Subject:           

Accounting  treatment  of  additional  interest  payable 

after repayment of loan amount.1

 

A. Facts of the Case

 

1. A company is engaged in manufacture of 100% wood-free particle board made from sugarcane residue, i.e., bagasse.

 

2. As per the querist, the term lending institutions have sanctioned the company a restructuring package. The brief details of the package are as follows:

 

        (a)        Waiver of compound interest and liquidated damages upto April 1, 2000.

 

        (b)        Reduction  in  interest  rate  on  all  loans  to  12.5%  p.a.,w.e.f. April 1, 2000.

 

        (c)        Refixation of term loan repayment schedule.

 

3. As per the querist, while sanctioning this package, the term lending institutions have put up the following pre-condition, on account of loss of interest:

 

“Interest  loss  upto  the  terminal  date  of  loan  due  to  reduction  in interest rate would be treated as deferred interest carrying zero coupon rate of interest and will be repayable in two equal annual instalments after repayment of entire term loan.”

 

According  to  the  querist,  in  this  case,  interest  loss  has  been  further discounted @ 12.5% to convert it into its present value.

 

4. The  querist  has further  informed  that  one term lending institution has used the following clause instead of the above clause:

 

“In addition to the restructuring package mentioned in paragraph 2 above, the company would pay additional interest amounting to Rs. 15.3 million in two equal annual instalments after repayment of the entire loan.”

 

5. As per the querist, the above additional interest also represents the loss of interest on account of reduction in interest rate over the period of the loan. In this particular case, differential interest portion has not been further discounted @ 12.5% as done by the other term lending institutions.

 

6. The querist has suggested the following three options for accounting for the additional interest:

 

        (a)        Consider  additional  interest/deferred  interest  as  deferred revenue expenditure by debiting the entire amount to deferred                      revenue  expenditure  account  and  crediting  to  deferred/ additional interest account and write off over the period of the                      loan.

 

        (b)        Debit  interest  loss  of  that  year  only  to  the  profit  and  loss account  by  crediting  to  deferred  interest/additional                       interest account.

 

        (c)        Debit interest on actual payment basis.

 

7. The  querist  has  informed  that  the  term  lending  institutions  will recognise deferred interest/additional interest as their income on receipt basis only.

 

B. Query

 

8. The querist has sought the opinion of the Expert Advisory Committee  as  to  the  accounting  treatment  of  additional  interest  payable  after  the repayment of principal amount.

 

C. Points considered by the Committee

 

9. The Committee observes that the query has been raised in respect of accounting  treatment  in  the  books  of  the  borrower  company.  The Committee has, therefore, not touched upon the accounting treatment to be followed by the term lending institutions. The Committee has also not touched  upon  the  issue  as  to  the  manner  of  computation  of  additional interest and the accounting treatment of waiver of compound interest and liquidated damages, since these issues have not been raised by the querist.

 

10. The  Committee  notes  that  one  of  the  fundamental  accounting assumptions that underlies the preparation and presentation of financial statements  is  ‘accrual’.  Accounting  Standard  (AS)  1,  ‘Disclosure  of Accounting Policies’, issued by the Institute of Chartered Accountants of India, describes ‘accrual’ in paragraph 10 as below:

 

“c. Accrual

 

Revenues  and  costs  are  accrued,  that  is,  recognised  as  they  are earned  or  incurred  (and  not  as  money  is  received  or  paid)  and recorded  in  the  financial  statements  of  the  periods  to  which  they relate. ....”

 

11. The Committee notes from the facts of the case that the term lending institutions have reduced the interest rate to 12.5% p.a. and for the interest loss due to reduction in the interest rate, additional interest is payable by the company after repayment of the entire loan amount. The Committee is  of  the  view  that  though  the  restructuring  package  offered  by  the institutions has reduced the interest rate, apparently the difference between the  original  interest  rate  and  the  reduced  interest  rate  is  payable  after repayment  of  the  loan  amount  by  way  of  additional  interest.  The Committee is of the view that the restructuring package has only deferred

the partial payment of interest till the repayment of the loan amount. The Committee  is  further  of  the  view  that  this  additional  interest  is,  in substance, an expense incurred over the tenure of the loan and it is only the payment of this interest that has been deferred till repayment of the principal  amount.  The  Committee  is,  accordingly,  of  the  view  that  the liability on account of the additional interest accrues over the duration of the loan even though it is payable after repayment of the principal amount.

 

D. Opinion

 

12. On the basis of the above, the Committee is of the opinion that the additional interest payable after repayment of the loan amount should be accrued over the tenure of the loan and debited to the respective profit and loss accounts and credited to the accrued liability account.

1Opinion finalised by the Committee on 18.12.2001.