Expert Advisory Committee
ICAI-Expert Advisory Committee
Options:

Query No. 36.

Subject:

Provision for LTC benefits provided to employees.1

A. Facts of the Case

1. A company was incorporated in the year 1976 as a wholly owned Government of India enterprise under the administrative control of Ministry of Power to plan, promote, investigate, survey, design, construct, generate, operate and maintain hydro and thermal power stations and to explore and utilise the power potential of North-East in particular. The company is presently running three hydro projects and two thermal projects in North-Eastern States and catering to the demand of North-Eastern States only.

2. The company has adopted the following accounting policy for leave travel concession (LTC) benefit provided to the employees:

     “Expenditure on leave travel concession to employees is recognised in the year of availment due to uncertainties in accrual.”

3. LTC is admissible to employees and members of their families once in a block of two years. In a block period, an employee has the following options:

      (i) Visit to home town

      (ii) Visit to any place in India (Bharat Darshan)

      (iii) Visit to any place in lieu of home town subject to the maximum of distance as per his/her entitlement (which varies from grade to grade)

      (iv) Encashment of value of fare entitled in lieu of home town LTC subject to the maximum of distance as per his/her entitlement (which varies from grade to grade)

      (v) Payment of cash assistance in case of actual journey, which varies from grade to grade.

      (vi) Entitlement of LTC to children of the employees from their place of study (if different from place of posting) to place of posting of the employee once in a calendar year.

     Besides, as per LTC rules of the company, an employee is allowed to carry forward the non-availment of LTC in a block period to the next block of two years.

4. As per the querist, the above policy with respect to LTC has been adopted since it is

      (i) difficult to assess the frequency of LTC availment,

     (ii) difficult to assess the option that would be exercised by an employee,

     (iii) difficult to provide for liability for a particular year as the employee has the option to carry forward the nonavailment to future block, and

     (iv) uncertainty prevails over encashment/availment of LTC.

The querist has stated that the company is of the view that considering the above options available to employees, it is difficult to make a fair assessment of the liability in terms of Accounting Standard (AS) 15, ‘Employee Benefits (revised 2005)’. As per the querist, even if the company makes the valuation as per AS 15 (revised 2005), the provision will be far from reality.

B. Query

5. The querist has sought the opinion of the Expert Advisory Committee on the following issues:

     (i) Whether the accounting policy adopted by the company is in compliance with the existing Accounting Standard and in line with the standard accounting principles.

     (ii) Whether it is mandatory to create provision for LTC in the books of account after taking into account the actuarial valuation as per AS 15 (revised).

C. Points considered by the Committee

6. The Committee is of the view that ‘accrual’ being one of the fundamental accounting assumptions, the cost of providing benefits to employees in return for the services rendered by them in an accounting period should be accounted for in that period. The underlying principles of AS 15 (revised 2005) are based on the aforesaid principle. AS 15 recognises that the liability towards employee benefits should be provided as and when the services are rendered.

7. The Committee notes the following definition of ‘other longterm employee benefits’ as contained in AS 15 (revised 2005):

      “Other long-term employee benefits are employee benefits (other than post-employment benefits and termination benefits) which do not fall due wholly within twelve months after the end of the period in which the employees render the related service.”

The Committee is of the view that the LTC benefits provided by the company to its employees fall in the category of ‘other longterm employee benefits’ as reproduced above, since the LTC benefit can be availed in a block period of 2 years. With respect to the recognition and measurement of other long-term employee benefits, the Committee notes that AS 15 (revised 2005) provides that the same should be measured on actuarial basis using the Projected Unit Credit Method. The Standard contains detailed requirements in this regard in paragraphs 129 and 130.

8. The Committee is of the view that actuarial basis of valuation takes into account various uncertainties and therefore the various difficulties mentioned by the querist in paragraph 4 above would be factored into the actuarial valuation of the amount of provision required. Accordingly, the LTC benefits provided to the employees should be provided for on the basis of actuarial valuation.

D. Opinion

9. On the basis of the above, the Committee is of the following opinion on the issues raised by the querist in paragraph 5 above:     

        (i) No, the accounting policy adopted by the company is not in compliance with the existing Accounting Standard and the standard accounting principles.

        (ii) Yes, it is mandatory to create provision for LTC benefits in the books of account after taking into account the actuarial valuation as per AS 15 (revised 2005).


1 Opinion finalised by the Committee on 09.01.2009